GUIDELINES FOR
DOCUMENTATION OF COGNITIVE DISABILITIES
Note: These guidelines are applicable to requests
for accommodation of a cognitive disability, defined as a disability connected
with thinking or conscious mental processes, including but not limited to
specific learning disabilities and ADHD.
Introduction
In
order to fully evaluate your request for accommodation, W&L will need
adequate documentation of your disability.
W&L has developed these guidelines to assist you in working with
your diagnosing/treating professional(s) to prepare the documentation needed to
evaluate your accommodation request.
Please provide these guidelines to your diagnosing/treating
professional. The designated Dean will
maintain all documentation received in a confidential file, separate from your
academic record, and will disclose the documentation only in accordance with
law or your consent.
Definitions Applicable To
All Student Accommodation Requests
· A "disability" is
a physical or mental impairment that substantially limits one or more major
life activities. Physical or mental
impairments include, for example, blindness and visual impairments, deafness
and hearing impairments, mobility impairments, specific learning disabilities,
emotional or mental illness, and some chronic illnesses.
· "Major life
activities" include learning, caring for oneself,
performing manual tasks, walking, seeing, hearing, speaking, breathing, and
working.
· An individual is
"substantially limited" when he/she is unable to perform a major life
activity that the average person in the general population can perform or when
he/she is significantly restricted as to the condition, manner or duration
under which he/she can perform a particular major life activity as compared to
the average person in the general population.
[For example, Student A has
average intellectual ability (50th percentile) and an impairment (dyslexia) that limits his ability to learn so
that he can only learn as well as ten percent of the population. His ability to learn is substantially
impaired because it is limited in comparison to most people. Therefore, Student A has a disability for
purposes of 504/ADA. By contrast,
Student B has superior intellectual capability, but her impairment (dyslexia)
limits her ability so that she can learn as well as the average person. Student B's impairment does not substantially
limit the major life function of learning because it does not restrict her
ability to learn as compared with most people in the general population. Therefore, Student B is not a person with a
disability for purposes of 504/ADA.]
· A "qualified student
with a disability" is a student with a disability who, with or without
reasonable accommodations, meets the essential eligibility requirements for
receiving services or participating in programs or activities.
· A "reasonable
accommodation" is a modification or adjustment to a class or program, or
the provision of auxiliary aids and/or services, that
allows a student with a disability equal opportunity to participate in
university programs and activities and that does not constitute an undue burden
or a fundamental alteration to a program or activity.
Guidelines For Documentation Of A Cognitive Disability
In
order to verify eligibility for academic accommodation under Section 504 of the
Rehabilitation Act of 1973 and the Americans with Disabilities Act, students
should provide documentation that their disability currently substantially limits some major life activity, including
learning. The following documentation
guidelines are provided in the interest of assuring that documentation of
cognitive disabilities, including specific learning disability(ies)
(LD) and/or Attention-Deficit/Hyperactivity Disorder (ADHD), is appropriate to
verify eligibility and to support requests for reasonable accommodations. These guidelines apply to both
LD and ADHD, as well as other disorders that affect cognitive abilities,
except where indicated to relate exclusively to ADHD. W&L reserves the right to request
additional documentation as necessary to fully evaluate individual requests for
accommodation.
I. A Qualified Professional Must Conduct a Current Evaluation
Professionals
conducting assessments and rendering diagnoses of cognitive disabilities must
have comprehensive relevant training in differential diagnosis of cognitive
disabilities and experience with adults.
The following professionals would generally be considered qualified to
evaluate and diagnose cognitive disabilities: clinical psychologists,
neuropsychologists, educational psychologists, and psychiatrists (ADHD). Because the provision of reasonable
accommodations is based on assessment of the current impact of the student’s disability on academic performance,
it is in a student’s best interest to provide documentation of recent testing. This means that a comprehensive evaluation
should have been conducted within the past three years using the adult version
of assessment tools. If documentation is
inadequate in scope or content, or does not address the individual’s current
level of functioning, reevaluation and/or additional testing will be required. Note:
a psychiatric evaluation without the relevant testing is not acceptable.
II.
Documentation Must Be
Comprehensive
A.
Evidence of Impairment: A
Diagnostic Interview
The report of assessment should include a comprehensive
diagnostic interview that includes relevant background information from a
variety of sources to support the diagnosis.
The report of assessment should include, but not necessarily be limited
to, all of the following areas as relevant to the disability:
·
a description of the presenting problem(s);
·
a history of attentional symptoms, including objective evidence of
ongoing impulsive/hyperactive or inattentive behavior that has significantly
impaired functioning over time (ADHD);
·
a developmental history;
·
an academic history, including results of prior standardized testing,
reports of classroom performance, behavior, notable trends, and prior
accommodations used in secondary and postsecondary school, including any
self-accommodations that have mitigated the functional limitations of the
impairment;
·
family history as relevant to the impairment;
·
psychosocial history;
·
relevant medical and medication history, including the absence of a
medical basis for the present symptoms and the effects of medication in
mitigating the functional limitations of the impairment;
·
history of relevant prior psycho- or other therapy;
·
a discussion of dual diagnoses, alternative or
coexisting mood, behavioral, neurological and/or personality disorders, and
exploration of possible alternatives that may mimic a cognitive disability
when, in fact, one is not present.
B. Relevant Testing:
Neuropsychological/Psychoeducational Evaluation in Mitigated State
The neuropsychological or
psychoeducational evaluation for the diagnosis of a cognitive disability should
provide clear and specific evidence that a cognitive disability does or does
not exist. All data must logically
reflect the specific substantial limitation to learning for which the student
requests accommodation. The test findings must document both the nature and
severity of the disability(ies). All testing and evaluation must have been
done in the mitigated state; in other words, with the use of medication or
other measures that mitigate the functional limitations of the student's impairment
It is not acceptable to administer
only one test, nor is it acceptable to base a diagnosis on only one of several
subtests. The tests used must be reliable, valid, and standardized for use with
an adult population.
Actual
test scores must be provided. If grade
equivalents are reported, standard scores and/or percentiles must accompany
them. In addition to test scores,
interpretation of results is required.
Test protocol sheets or scores alone are not sufficient.
Domains
to be addressed should include the following:
1) Cognitive Ability
A complete aptitude assessment is required with all
subtests and standard scores using the adult version of tests when applicable. The preferred instrument is the Wechsler Adult Intelligence Scale -
Third Edition (WAIS-III). Other acceptable instruments include, but are
not limited to, the Woodcock - Johnson
Psychoeducational Battery - Revised: Tests of Cognitive Ability (Subtests
1-14); the Stanford-Binet
Intelligence Scale: Fourth Edition.
The Wechsler Intelligence Scale for Children will not be acceptable.
2) Achievement
A complete achievement battery, with all subtests
and standard scores, must be provided.
The battery should include current levels of academic functioning, timed
and untimed, in reading (decoding and comprehension), mathematics, and written
language. Acceptable instruments
include, but are not limited to, the Woodcock
- Johnson Psychoeducational
3) Information Processing
Specific areas of information processing (e.g.,
short and long term memory; sequential memory; auditory and visual
perception/processing; processing speed; executive functioning; motor ability)
must be assessed. Acceptable instruments
include, but are not limited to, the
4) Other Assessment Measures
Other standard and formal assessment measures (e.g.,
personality or clinical inventories) may be integrated with the above documents
to help support a dual diagnosis, or to disentangle the cognitive/learning
disability from coexisting mood, behavioral, neurological, and/or personality
disorders. In addition to standardized
test batteries, it is also very helpful to include informal observations of the
student during the test administration.
Nonstandard measures and informal assessment procedures may be helpful
to determine performance across a variety of domains.
C. Identification of DSM-IV Criteria
(ADHD)
According to the
Diagnostic and Statistical Manual of Mental Disorders: Fourth Edition (DSM-IV)
(1994), the essential feature of ADHD is a persistent pattern of inattention
and/or hyperactivity-impulsivity that is more frequent and severe than is
typically observed in individuals at a comparable level of development. A diagnostic report should include a review
and discussion of the DSM-IV criteria for ADHD and specify which symptoms are
present from those specified in the criteria.
The following diagnostic criteria for ADHD are specified in the DSM-IV
(American Psychiatric Association, 1994):
A.
Either (1) or (2):
1. six (or more) of the following symptoms of inattention have persisted for at least
6 months to a degree that is maladaptive and
inconsistent with developmental level:
Inattention
a.
often fails to give close attention to details or makes careless
mistakes in schoolwork, work, or other activities
b.
often has difficulty sustaining attention in tasks or play activities
c.
often does not seem to listen when spoken to directly
d.
often does not follow through on instructions and fails to finish
schoolwork, chores, or duties in the workplace (not due to oppositional
behavior or failure to understand instructions)
e.
often has difficulty organizing tasks and activities
f.
often avoids, dislikes, or is reluctant to engage in tasks that require
sustained mental effort (such as schoolwork or homework)
g.
often loses things necessary for tasks or activities (e.g., school
assignments, pencils, books, or tools)
h.
is often easily distracted by extraneous stimuli
i.
is often forgetful in daily activities
2.
six (or more) of the following symptoms of hyperactivity-impulsivity have persisted for at least 6 months to a
degree that is maladaptive and inconsistent with developmental level:
Hyperactivity
a.
often fidgets with hands or feet or squirms in seat
b.
often leaves seat in classroom or in other situations in which
remaining seated is expected
c.
often runs about or climbs excessively in situations in which it is
inappropriate (in adolescents or adults, may be limited to subjective feelings
of restlessness)
d.
often has difficulty playing or engaging in leisure activities quietly
e.
is often “on the go” or often acts as if “driven by a motor”
f.
often talks excessively
Impulsivity
a.
often blurts out answers before questions have been completed
b.
often has difficulty awaiting turn
c.
often interrupts or intrudes on others (e.g., butts into conversations
or games)
B.
Some hyperactive-impulsive or inattentive symptoms that caused
impairment were present before age 7 years.
C.
Some impairment from the symptoms is present in two or more settings
(e.g., at school or work, and at home).
D.
There must be clear evidence of clinically significant impairment in
social, academic, or occupational functioning.
E.
The symptoms do not occur exclusively during the course of a Pervasive
Developmental Disorder, Schizophrenia, or other Psychotic Disorder and are not
better accounted for by another mental disorder (e.g., Mood Disorder, Anxiety
Disorder, Dissociative Disorder, or a Personality Disorder).
The DSM-IV specifies a code designation based on type:
314.01 Attention-Deficit/Hyperactivity Disorder, Combined Type: if both Criteria A1 and A2 are met for the past 6
months
314.00 Attention-Deficit/Hyperactivity Disorder, Predominantly Inattentive Type: if Criterion A1 is met but Criterion A2 is
not met for the past 6 months
314.01 Attention-Deficit/Hyperactivity Disorder, Predominantly Hyperactive-Impulsive
Type: if Criterion A2 is met but Criterion A1 is
not met for the past 6 months
Coding note: For individuals (especially
adolescents and adults) who currently have symptoms that no longer meet full
criteria, “In Partial Remission” should be specified.
314.9 Attention-Deficit/Hyperactivity Disorder Not Otherwise Specified: This category is for disorders with prominent
symptoms of inattention or hyperactivity-impulsivity that do not meet criteria
for Attention-Deficit/Hyperactivity Disorder.
III.
Documentation Must Include a
Specific Diagnosis and Demonstrate a Substantial Limitation to Learning as
Compared to the Average Person in the General Population
The
report must include a specific diagnosis of a specific cognitive
disability. For example, individual
learning styles,” “learning differences,”
”attention problems,” and “test anxiety” are not by themselves cognitive
disabilities for which accommodations will be granted. The specific diagnosis must be supported by
test data, academic history, anecdotal and clinical observations that may
include comments about the candidate’s level of motivation, study skills, and
other noncognitive factors. These
findings must demonstrate that the candidate’s functional limitations are due
to the diagnosed disability(ies). It is important that the diagnostician
demonstrate having ruled out alternative explanations for academic problems,
such as emotional, medical, or psychological disorders, or motivational or
study skill problems that may interfere with learning, but which do not, in and
of themselves, constitute a disability in learning.
IV. Recommended Accommodations with Rationale
The
comprehensive report must recommend specific
accommodations. The diagnostician must
include a detailed explanation as to why each recommended accommodation is
necessary and must reference specific current functional limitations,
determined through test results or clinical observations, that
support the need for the accommodation.
The report should include any record of prior accommodation, including
information about the specific situation(s) in which the accommodation was used
and whether or not it benefited the student.
An Individualized Education Program can be included as part of a
comprehensive report, but is insufficient by itself to establish the rationale
for a recommended accommodation.